|H.C. Wainwright & Co.||Joseph Pantginis, Ph.D.|
|Roth Capital Partners|
Capricor Therapeutics, Inc. (Capricor) is followed by the analysts listed above. Please note that any opinions, estimates or forecasts regarding Capricor made by these analysts are theirs alone and do not represent opinions, estimates or forecasts by Capricor or its management. Capricor does not by its reference to the above or distribution of any reports imply any endorsement of or concurrence with such information, conclusions or recommendations. The list above includes analysts currently known by Capricor to cover the company, but may not be complete and may change as firms add or delete coverage. Capricor undertakes no obligation to update the list.